| Job Title: | Compliance Monitoring Analyst |
|---|---|
| Reference: | 210361 |
| Salary: | £18 - £25 per hour |
| Location(s): | City of London |
| Industry(s): | Banking |
| Advertiser: | Joslin Rowe |
| Employment Type: | Temporary |
| Posted: | 02-07-2009 |
Description:
My Client, a Global Investment Bank is looking to expand their Compliance division and recruit an experienced Compliance Monitoring Analyst within their Surveillance and Monitoring team.The role of Compliance Monitoring Analyst will be within The Corporate and Investment Bank Group Division and will be responsible for the capital markets business, comprising the origination, sales and trading of capital markets products including debt, equity, and other securities, together with a corporate advisory, corporate lending and transaction banking businesses.
This Compliance Monitoring Analyst role will be responsible for the monitoring and surveillance for the entire product range of randomly selected 'flagged' clients. This will include Equities, Fixed Income, Treasury and Derivative products.
The duties for the role of Compliance Monitoring Analyst will include
•Compliance Risk-based in depth reviews of specific business/operations processes
•Compliance Risk-based themed reviews of specific compliance topics
•Researching and responding to FSA and other regulatory enquiries
•Researching and responding to internal enquiries relating to potential compliance risks identified by advisory compliance officers
•Manual surveillance of transactions, utilising exception based reports derived from Front and Back Office systems
•Assist in testing external monitoring systems
This Compliance Monitoring Analyst role requires the ideal candidate to possess excellent communication skills, the ability to work under pressure and within tight deadlines with no loss of accuracy, have strong analytical skills, an ability to quickly understand complex trading activities and business areas, be confident, determined and remaining polite at all times within a lively and open personality.
The role of Compliance Monitoring Analyst will ideally require the suitable candidate to be a self starter with a proactive approach and finally have the ability to learn new practices and procedures in a quick manner.
If you are interested in applying for this exciting but varied role please send your CV via the website.
Joslin Rowe - Winner of 4 UK Recruiter Awards including Best Accountancy/Financial Recruitment Firm and Best Office Support Agency.
Joslin Rowe is a Randstad company. Joslin Rowe Temporaries Ltd encourages applications from individuals from all backgrounds but candidates must be able to demonstrate their ability to work in the UK. Joslin Rowe Temporaries Ltd is acting as an Employment Agency in relation to this vacancy.
