Job Title:	Surveillance Analyst – 2:1 numerate degree required
Reference:	compl3412
Salary:	£24000
Location(s):	City of London
Industry(s):	Banking, Financial Services
Advertiser:	Compliance Professionals Ltd
Employment Type:	Permanent
Posted:	03-07-2009

Description:

THE COMPANY:

Our client is a leading exchange offering futures and options contracts.

THE RESPONSIBILITIES:

Reconcile trade volume figures on a daily, weekly and monthly basis

Report daily to key personnel within the firm any relevant issues

Daily trade monitoring of all trades executed to ensure compliance with Rules and Regulations and Board Notices

Send queries monthly to relevant parties

Advise of any rule breaches and remedial action where appropriate, as collated from daily trade monitoring

Answer day-to-day queries from the Compliance, Operations and Trading departments and advising of appropriate rules and Board Notices, deal pragmatically with any issues

Support the team in their day to day work

EXPERIENCE REQUIRED:

2:1 degree in Maths, Physics or Economics is essential

Compliance experience would be an advantage.